project - Research and innovation

OPTAIN - OPtimal strategies to retAIN and re-use water and nutrients in small agricultural catchments across different soil-climatic regions in Europe
OPTAIN - OPtimal strategies to retAIN and re-use water and nutrients in small agricultural catchments across different soil-climatic regions in Europe

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Ongoing | 2020 - 2025 Germany
Ongoing | 2020 - 2025 Germany
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Objectives

OPTAIN proposes a social and scientific journey towards the increase and better understanding of the multiple benefits of Natural/Small Water Retention Measures (NSWRM). NSWRM are multifunctional measures that can be implemented, for instance, in agricultural headwaters to support the retention and management of water and nutrients by using natural means and processes, contributing to a more resilient agriculture and society. OPTAIN aims to increase the acceptance and implementation of NSWRM by showing under which weather/climate conditions, at which location in the catchment and in which measure combinations NSWRM perform best, considering environmental and socio-economic indicators. 

Objectives

See in English

Activities

OPTAIN elaborates from the current state of knowledge, the experience of stakeholders from 14 case studies involved in the project and innovative scientific modelling and optimization approaches. All knowledge gained will be translated into a Learning Environment allowing analysis of trade-offs and synergies between multiple values and goals in the management and design of NSWRMs. A close cooperation with local actors and a range of communication and dissemination activities will build up capacities and increase the acceptance and better implementation of NSWRM for the benefit of both, humans and ecosystems.

Kontext

The increased number of extreme events in many European regions has further aggravated the conflicts between different water users and made apparent the past mistakes in watershed management: river regulations, reduction of floodplains, meanders and river connectivity, increased drainage of wetlands and lowlands, and impermeabilisation of soils. Climate change projections suggest that many regions in Europe will experience more frequent extreme events such as droughts, heavy rainfall events and increased winter precipitation, which will create additional challenges in agricultural head catchments with respect to water scarcity, excess water and increasing amounts of nutrient and sediment runoff. Natural/Small Water Retention Measures (NSWRMs) aim at safeguard and enhance the water storage potential of landscapes, soils and aquifers, and foster ecosystem services for mitigating the effects of such extreme events (floods and droughts), while contributing simultaneously to the achievement of different Sustainable Development Goals (SDGs 2, 6, 12, 13 and 15) and environmental targets formulated in several European Union (EU) policies, including the Water Framework Directive, Floods Directive, Nitrates Directive, EU Biodiversity Strategy, EU Thematic Strategy for Soil Protection, EU Action on Water Scarcity and Drought, EU Climate Change Adaptation Strategy and the Common Agricultural Policy. Although comprehensive sets of techniques to increase the water retention at both catchment and farm levels exist, knowledge on the effectiveness of different scale- and region-specific measures across various soil-climatic regions and agricultural systems under changing climate conditions is still incomplete.


 

Additional information

The direct involvement of local actors, such as farmers and advisers is key in OPTAIN, as they have the practical knowledge of the constraints and benefits of current and historical systems. Moreover, they are the actual implementers of the measures and can directly assess their benefits and drawbacks. Furthermore, the dissemination and wider uptake of the knowledge generated in OPTAIN is crucial to achieve impacts among the target groups, including the implementation of proposed NSWRM. Thus, OPTAIN directly involves local actors, either as partners, or stakeholders, to support the research and being the end-user of the project results. About 300 local stakeholders could be engaged in OPTAINs reference groups and exchanged experiences on the impact and effectiveness, implementation potential and limiting factors of NSWRM. Furthermore, about 100 actors were interviewed on local legislation and governance arrangements.

Project details
Main funding source
Horizon 2020 (EU Research and Innovation Programme)
Horizon Project Type
Multi-actor project
Ort
Main geographical location
Leipzig, Kreisfreie Stadt

€ 6,999,856

Total budget

Total contributions including EU funding.

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7 Practice Abstracts

This practice abstract presents a summary of the WOCAT documentation of existing NSWRM in the OPTAIN case studies: https://qcat.wocat.net/en/wocat/technologies/view/technologies_6250/Sub… is carried out on arable land and involves pulling a subsoiler behind a tractor, wherein chisels (tines) effectively break up compacted layers beneath the soil surface. It disrupts the dense layer and promotes soil loosening. As a result, subsoiling enhances the air-water relations within the soil, leading to an overall improvement in soil quality. The depth of subsoiling can be adjusted. Deeper subsoiling may be required on heavier soils.Subsoiling is particularly beneficial for root crops such as sugar beet, while its use for other crops will vary depending on individual soil conditions and needs. The spacing between chisels and the power of the tractor can be customized. However, an average spacing between the chisels is 50 cm, and a tractor with a horsepower of 200 is able to pull a five-tine subsoiler.Subsoiling is a time-consuming process, with an average rate of about 10 hectares per day. It is necessary every year during sugar beet planting. In other fields, annual subsoiling is only recommended to the machinery tracks and headlands where the machine turns. Subsoiling is often done after harvest and before subsequent field operations such as ploughing.Considering crop rotation practices, the entire field is typically subsoiled only once every four years on average. This approach makes subsoiling a viable alternative to traditional ploughing, as it loosens the soil without turning it. Consequently, subsoiling can be integrated into reduced tillage systems, contributing to sustainable agricultural practices.

This practice abstract presents a summary of the WOCAT documentation of existing NSWRM in the OPTAIN case studies: https://qcat.wocat.net/en/wocat/technologies/view/technologies_6203/Buf… strips and hedges consist of natural vegetation such as grass, bushes, and trees. They are strategically placed along the edges of fields, roads, and surface water bodies. Their primary function is to serve as permanent natural buffers that intercept and reduce the transport of nutrients and sediments from agricultural fields. By slowing down surface runoff and promoting infiltration, they help mitigate the negative impacts of runoff. There are also ecological benefits to the establishment of these green corridors.Field margins, headlands, and strips left between fields naturally facilitate the germination and growth of vegetation. Alternatively, buffer strips and hedges can be intentionally established following a planting plan that specifies the species, their locations, and dimensions.Hedgerows also have drawbacks for farmers and landowners. They take up cropland, which initially reduces yields and they cannot be easily removed, limiting management flexibility. In Hungary, where these buffer strips have been implemented, forestry legislation stipulates that a strip of trees wider than 20 meters and larger than 0.5 hectares in total area is considered a forest, imposing strict regulations accordingly.

OPTAIN documented a constructed wetland connected to tile drains that is designed to function in a natural manner. The objective is to enhance water quality, reduce runoff velocity, and support biodiversity. It combines the functions of retaining and gradually releasing water, while also remediating (i.e., cleaning) drainage waters, with a particular focus on reducing pollutants such as nitrates and pesticides. The wetland is established either in connection with or directly on tile drains and is designed to facilitate both subsurface and surface flow. The substrate used in its construction consists of a mixture of 6-month matured birch chips (4-30 mm in length) and gravel (4–8 mm in diameter) in a 1:10 ratio. The wetland is then planted with reed canary grass (Phalaris arundinacea) and reed manna grass (Glyceria maxima). The wetland to catchment ratio (WCR) ranges between 2:1000 and 3:1000, which means that, for example, a constructed wetland of 200 m2 or 300 m2 would be needed to serve an area of 10 ha.The process of establishing such a wetland begins with identifying the locations where this measure is necessary. The drainage system must be accurately mapped, and an appropriate site for the wetland must be selected. Subsequently, the wetland is designed and planned, taking into account the associated costs, labor requirements, and the amount of land that will be taken out of production. Administrative tasks involve processing statements and obtaining permission from state offices and landowners.

This practice abstract presents a summary of the WOCAT documentation of existing NSWRM in the OPTAIN case studies: https://qcat.wocat.net/en/wocat/technologies/view/technologies_1245/Red… tillage, specifically avoiding tillage in autumn, is an effective measure to prevent soil erosion, particle loss, and nutrient runoff from cropland into watercourses. Apart from protecting soil against water erosion, stubble fields contribute to increased organic matter content, potentially enhancing soil aggregate stability in the upper layers. This measure may also promote higher biological activity, leading to improved soil structure.Implementing no tillage in autumn involves leaving cropland areas as stubble fields after harvest and maintaining this state throughout the winter. It is important to consider the potential for increased weed growth and diseases, including fungi, when adopting this practice. Additionally, in humid climates, the soil may develop a compacted structure over time. 

This practice abstract presents a summary of the WOCAT documentation of existing NSWRM in the OPTAIN case studies: https://qcat.wocat.net/en/wocat/technologies/view/technologies_6169/Gra… waterways are shallow channels (natural or constructed) with grass cover that are effective in carrying surface water down slopes without causing soil erosion. They utilize vegetation to disrupt water flow and protect soil from erosion. In agricultural areas, they manage concentrated flow by redirecting runoff over grassed areas rather than over bare, erodible soil. Grass roots bind the soil, reducing runoff velocity and erosion, while enhancing infiltration and filtering runoff.Grassed waterways are typically positioned in erosion-prone areas downslope of agricultural fields and are combined with inlets to direct runoff into drainage pipes. An alternative approach is to leave natural waterways covered with stubble over the winter, which reduces erosion but is less effective and doesn't have the same nutrient uptake benefits as grass cover. The efficiency and impact of vegetation zones depend on flow properties, such as velocity, water volume, sediment concentration, as well as precipitation characteristics.

This practice abstract presents a summary of the WOCAT documentation of existing NSWRM in the OPTAIN case studies: https://qcat.wocat.net/en/wocat/technologies/view/technologies_6266/Hed… are linearly structured shrub communities established along the contour lines of sloping land to subdivide large fields, reduce soil erosion, and create valuable semi-natural habitats. Hedgerows intercept rainwater and slow down surface runoff from adjacent fields. Improved soil structure and deeper root systems in the hedgerow area increase infiltration rates and allow particles to settle. Both of these factors reduce water erosion and nutrient leaching. On steep slopes or embankments, deep roots can prevent wet soils from slipping. Additionally, the hedge as a landscape structure reduces the wind speed and wind erosion.An effective hedge must be properly placed and established. The optimal hedge is a multi-row hedgerow with a herbaceous border on both sides. The width of the hedge should be 5-6 m. Planting is usually done in October-November and a newly planted hedge requires regular watering (100 liters for trees, 20 liters for shrubs), which is one of the highest costs of a hedge. Maintenance pruning can be divided into pruning for putting the hedges on stock (every 10-15 years) and pruning for shape and maintenance (every year). A hedge should be divided into at least three sections, which should be put on stock in succession. In this way, the hedge always retains a flowering and a fruiting aspect.Potential drawbacks for farmers and landowners are that hedges take up cropland and they cannot be easily removed, limiting management flexibility. Furthermore, in Germany, a specific set of species is required to qualify for financial support

What can we do together to advance the adoption of Natural/Small Water Retention Measures (NSWRMs) in Europe? Experts, decision-makers, and academics from the 14 OPTAIN (https://www.optain.eu/) case studies across Europe's Continental, Pannonian, and Boreal biogeographical regions proposed solutions in legislation and governance arrangements, improved use of tools and techniques for water and nutrient management, and better defined economic sustainability of technologies. In addition, they pointed out gaps and possible solutions in implementing and promoting NSWRMs. The suggestions were gathered in five Key Messages for improved implementation of NSWRM:1. Increased use of cross-referencing in the directives and strategy documents is needed for improved coherence on national and local levels.2. Intersectoral arenas must be established on the different administrative governance levels for harmonized agro-environmental policy programmes.3. Advancing financial schemes for higher integration of water and agricultural policy in practice demands multipurpose interventions with an acceptable cost-benefit ratio and special consideration of specific land ownership, farm size, and landscape characteristics.4. Improved administration competencies, simplified procedures, and increased data availability must be accomplished to better support end-users in integrating water and agricultural policy in practice.5. Awareness and knowledge are essential for municipalities, local communities, water managers, and farmers to be able to adopt new measures and approaches for water and nutrient retention.Read more in the OPTAIN Policy Brief: https://www.optain.eu/deliverables#policy

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Contacts

Project coordinator

  • Helmholtz-Centre for Environmental Research

    Project coordinator

Project partners

  • University of Bern

    Project partner

  • Agroscope - WBF

    Project partner

  • Centre for Agricultural Research

    Project partner

  • .

    Project partner

  • Warsaw University of Life Sciences

    Project partner

  • Institute of Technology and Life Sciences

    Project partner

  • University of Ljubljana

    Project partner

  • Chamber of Agriculture and Forestry of Slovenia

    Project partner

  • Ghent University (Gent, Belgium)

    Project partner

  • Klaipeda University

    Project partner

  • PI Lithuanian Agricultural Advisory Service

    Project partner

  • University of Milan

    Project partner

  • Norwegian Institute of Bioeconomy Research

    Project partner

  • Research Institute for Soil and Water Conservation

    Project partner

  • Daugavpils University

    Project partner

  • Swedish University of Agricultural Sciences

    Project partner

  • Global Water Partnership Central and Eastern Europe

    Project partner

  • International Office for Water

    Project partner

  • Royal HaskoningDHV

    Project partner

  • Norwegian Institute for Water Research

    Project partner